Shaw Stockbroking
Increase Text Size
header
 
home about us Leadership Our Services Research & Markets Contact Shaw
Leadership

 

 

 

 

 

 

 

 


Management

Steven Arnison
Head of Compliance & Corporate Counsel

Steven holds a Bachelor of Laws (Hons) and a Bachelor of Economics from the Australian National University, graduating in 1997. Prior to joining Shaw, he worked at a boutique Sydney law firm for seven years as a Senior Associate, specialising in commercial litigation, intellectual property law and contracts law. In 2006, Steven completed his Master of Laws at the University of New South Wales, specialising in corporate and commercial law.

Steven joined Shaw in 2006 as Corporate Counsel. In conjunction with Shaw's General Counsel, he provides legal advice to Shaw's management and Board regarding all aspects of Shaw's business, from litigious matters through to regulatory compliance. Steven also provides legal advice to Shaw Corporate Finance.

Steven develops compliance programs to deal with any regulatory issues, particularly those deriving from the Corporations Act, ASX operating rules and the recently introduced Anti-Money Laundering regulations. Steven is Shaw's Anti-Money Laundering Compliance Officer. He is also heavily involved in presenting internal Continuing Professional Development seminars to Shaw's advisors and staff.

 

Back to Management Team

 

 

 

portrait image

Shaw gives its Legal and Compliance team the necessary independence to ensure that clients' interests are placed first.

 
footer curve
  CONTACT SHAW STOCKBROKING & BECOME A CLIENT
SYDNEY
TEL +61 2 9238 1238
TOLL FREE 1800 636 625
MELBOURNE
TEL +61 3 9268 1000
TOLL FREE 1800 150 009
PARRAMATTA
TEL +61 2 9891 5644
TOLL FREE 1800 463 972
shaw logo
footerline
© 2008 Shaw Stockbroking. All rights reserved. divider Privacy & Securitydivider Contact Us divider Site Map divider Disclaimer